Sustainability Journal (MDPI)

2009 | 1,010,498,008 words

Sustainability is an international, open-access, peer-reviewed journal focused on all aspects of sustainability—environmental, social, economic, technical, and cultural. Publishing semimonthly, it welcomes research from natural and applied sciences, engineering, social sciences, and humanities, encouraging detailed experimental and methodological r...

A Review of Research on Building Energy Consumption Prediction Models Based...

Author(s):

Qing Yin
School of Architecture, Harbin Institute of Technology, Harbin 150001, China
Chunmiao Han
School of Architecture, Harbin Institute of Technology, Harbin 150001, China
Ailin Li
School of Architecture, Harbin Institute of Technology, Harbin 150001, China
Xiao Liu
School of Architecture, Harbin Institute of Technology, Harbin 150001, China
Ying Liu
School of Architecture, Harbin Institute of Technology, Harbin 150001, China


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Year: 2024 | Doi: 10.3390/su16177805

Copyright (license): Creative Commons Attribution 4.0 International (CC BY 4.0) license.


[Full title: A Review of Research on Building Energy Consumption Prediction Models Based on Artificial Neural Networks]

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[Summary: This page provides citation information, copyright details, and an abstract summarizing a review of building energy consumption prediction models based on artificial neural networks (ANNs). It highlights the increasing use of ANNs for optimizing energy management in building design, operation, and retrofitting, and explores future developments in ANN-based predictions.]

Citation: Yin, Q.; Han, C.; Li, A.; Liu, X.; Liu, Y. A Review of Research on Building Energy Consumption Prediction Models Based on Artificial Neural Networks Sustainability 2024 , 16 , 7805. https://doi.org/10.3390/ su 16177805 Academic Editor: Behnam Mohammadi-Ivatloo Received: 15 August 2024 Revised: 3 September 2024 Accepted: 5 September 2024 Published: 7 September 2024 Copyright: © 2024 by the authors Licensee MDPI, Basel, Switzerland This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https:// creativecommons.org/licenses/by/ 4.0/) sustainability Review A Review of Research on Building Energy Consumption Prediction Models Based on Artificial Neural Networks Qing Yin 1,2 , Chunmiao Han 1,2 , Ailin Li 1,2 , Xiao Liu 1 and Ying Liu 1,2, * 1 School of Architecture, Harbin Institute of Technology, Harbin 150001, China 2 Key Laboratory of Cold Region Urban and Rural Human Settlement Environment Science and Technology, Ministry of Industry and Information Technology, 66 Xi Dazhi Street, Harbin 150006, China * Correspondence: liuying 8361@163.com; Tel.: +86-139-3664-8002 Abstract: Building energy consumption prediction models are powerful tools for optimizing energy management. Among various methods, artificial neural networks (ANNs) have become increasingly popular. This paper reviews studies since 2015 on using ANNs to predict building energy use and demand, focusing on the characteristics of different ANN structures and their applications across building phases—design, operation, and retrofitting. It also provides guidance on selecting the most appropriate ANN structures for each phase. Finally, this paper explores future developments in ANNbased predictions, including improving data processing techniques for greater accuracy, refining parameterization to better capture building features, optimizing algorithms for faster computation, and integrating ANNs with other machine learning methods, such as ensemble learning and hybrid models, to enhance predictive performance Keywords: artificial neural networks; building phases; building energy consumption; predictive models 1. Introduction The International Energy Agency’s (IEA) Global Buildings Status Report highlights the continuous increase in energy consumption, with building operations accounting for 30% of global final energy consumption in 2021. To address this, building energy consumption predictions can inform energy-saving measures and strategies, ultimately leading to reduced energy use and carbon emissions Building energy consumption prediction is a crucial tool for assessing energy-saving potential throughout a building’s design, operation, and retrofitting phases. Common prediction methods include model-driven (white box), data-driven (black box), and hybrid (grey box) approaches. Data-driven methods, particularly machine learning, have garnered significant attention due to their time efficiency, ease of operation, and relatively accurate prediction performance. Artificial neural networks (ANNs), as a versatile machine learning technique, are widely considered one of the most effective methods for building energy consumption prediction [ 1 ]. Since 2016, researchers have delved deeper into this field, exploring various algorithm optimizations, model integrations, and hybrid approaches to enhance ANNs’ predictive power Several recent review articles focus on building energy consumption prediction using ANNs. Nadia D. Roman et al. [ 2 ] explored the creation of ANN-based meta-models for building performance simulation (BPS); Chujie Lu et al. [ 3 ] analyzed open issues and challenges in applying twelve ANN architectures; Dimitri Guyot et al. [ 4 ] examined neural network applications, technical features, and limitations in architecture; Siti Solehah Md Ramli et al. [ 5 ] compared ANNs to other data-driven models using evaluation metrics; Saeed Reza Mohandes et al. [ 6 ] observed rapid-growth in ANNs for building energy analysis (BEA), particularly with GDBP and LMBP algorithms, and a shift towards newer neural network types (GRNN and RNN); Jason Runge et al. [ 7 ] noted the prevalence of black-box feedforward neural network models with manually determined parameters Sustainability 2024 , 16 , 7805. https://doi.org/10.3390/su 16177805 https://www.mdpi.com/journal/sustainability

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[Summary: This page emphasizes the need for systematic reviews of ANNs in building energy prediction from an architectural perspective. It outlines the review's scope, covering studies from 2015-2023, focusing on input types, building types, energy types, and temporal characteristics. It also presents a graph illustrating the increasing trend in publications on building energy prediction using ANNs.]

Sustainability 2024 , 16 , 7805 2 of 30 Through the reviewed literature, it is evident that building energy consumption prediction using artificial neural networks (ANNs) spans multiple disciplines, including architectural engineering, computer science and artificial intelligence, energy engineering, and data science. However, there is a notable gap in systematic reviews from an architectural perspective on the application of ANNs across different building phases. Consequently, this literature review aims to provide a thorough analysis of studies from 2015 to 2023, elucidating the diverse applications of various input types, building types, energy types, and temporal characteristics in energy consumption prediction models. It also proposes guidelines for selecting appropriate ANN structures for different building phases. Finally, this review discusses future potential developments in ANN-based predictions, focusing on enhancing data processing, refining model parameters, and integrating learning approaches. It emphasizes that improved data cleaning and processing can enhance data quality, optimized algorithms can refine model parameters, and the application of ensemble and hybrid models can improve model interpretability and predictive performance Figure 1 illustrates the continuous increase in publications on “Building Energy Consumption Prediction Using Artificial Neural Networks” from 2015 to 2023 (starting in 2017), indicating a significant research hotspot. This paper addresses this trend by reviewing the past decade of the literature on using ANNs to predict building energy use and demand It summarizes how different ANN structures are applied in building design, operation, and retrofitting. Additionally, it discusses input types, building types, energy consumption types, and temporal characteristics of prediction models, ultimately offering guidance on selecting appropriate ANN structures for different building phases. Finally, this paper explores potential future developments in ANN-based building energy consumption prediction, considering data processing, model parameterization, algorithm optimization, integrated learning, and hybrid models Sustainability 2024 , 16 , x FOR PEER REVIEW 2 of 31 Saeed Reza Mohandes et al. [6] observed rapid-growth in ANNs for building energy analysis (BEA), particularly with GDBP and LMBP algorithms, and a shift towards newer neural network types (GRNN and RNN); Jason Runge et al. [7] noted the prevalence of blackbox feedforward neural network models with manually determined parameters Through the reviewed literature, it is evident that building energy consumption prediction using arti fi cial neural networks (ANNs) spans multiple disciplines, including architectural engineering, computer science and arti fi cial intelligence, energy engineering, and data science. However, there is a notable gap in systematic reviews from an architectural perspective on the application of ANNs across di ff erent building phases. Consequently, this literature review aims to provide a thorough analysis of studies from 2015 to 2023, elucidating the diverse applications of various input types, building types, energy types, and temporal characteristics in energy consumption prediction models. It also proposes guidelines for selecting appropriate ANN structures for di ff erent building phases. Finally, this review discusses future potential developments in ANN-based predictions, focusing on enhancing data processing, re fi ning model parameters, and integrating learning approaches. It emphasizes that improved data cleaning and processing can enhance data quality, optimized algorithms can re fi ne model parameters, and the application of ensemble and hybrid models can improve model interpretability and predictive performance. Figure 1 illustrates the continuous increase in publications on “Building Energy Consumption Prediction Using Arti fi cial Neural Networks” from 2015 to 2023 (starting in 2017), indicating a signi fi cant research hotspot. This paper addresses this trend by reviewing the past decade of the literature on using ANNs to predict building energy use and demand. It summarizes how di ff erent ANN structures are applied in building design, operation, and retro fi tt ing. Additionally, it discusses input types, building types, energy consumption types, and temporal characteristics of prediction models, ultimately o ff ering guidance on selecting appropriate ANN structures for di ff erent building phases. Finally, this paper explores potential future developments in ANN-based building energy consumption prediction, considering data processing, model parameterization, algorithm optimization, integrated learning, and hybrid models. Figure 1. The total number of papers published. This study employed bibliometrics, using the keywords “Neural networks”, “energy”, “prediction”, and “build” in search strings within the established and reputable Web of Science database. We selected English publications from 2015 to 2023. Initially, 2155 publications were found; after screening titles and abstracts, 549 were selected; and upon further review, 292 publications were fi nally chosen. The categorization of the literature is shown in Figure 2, with 38 review articles on building energy consumption prediction, of which only 5 are reviews on predictions using arti fi cial neural networks, as depicted in the fl owchart in Figure 3. Figure 1. The total number of papers published This study employed bibliometrics, using the keywords “Neural networks”, “energy”, “prediction”, and “build” in search strings within the established and reputable Web of Science database. We selected English publications from 2015 to 2023. Initially, 2155 publications were found; after screening titles and abstracts, 549 were selected; and upon further review, 292 publications were finally chosen. The categorization of the literature is shown in Figure 2 , with 38 review articles on building energy consumption prediction, of which only 5 are reviews on predictions using artificial neural networks, as depicted in the flowchart in Figure 3 .

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[Summary: This page classifies the reviewed literature and introduces artificial neural networks (ANNs) as machine learning algorithms inspired by biological neural networks. It traces the development of ANNs in building energy modeling, highlighting key contributions and the increasing use of feedforward neural networks (FFNNs) and recurrent neural networks (RNNs).]

Sustainability 2024 , 16 , 7805 3 of 30 Sustainability 2024 , 16 , x FOR PEER REVIEW 3 of 31 Figure 2. Literature classi fi cation. Figure 3. Flowchart. 2. Analysis of Current Applications and Characteristics of ANNs 2.1. ANN Arti fi cial Neural neural Networks networks (ANNs) embody a category of machine learning algorithms inspired by biological neural networks. These models are noted for their robust ability to represent and model nonlinear relationships between inputs and outputs. Initially developed in the late 1950 s, arti fi cial neural networks aimed to mimic neuronal behaviors in the human brain [8]. In 1995, Syed M. Islam [9] and colleagues leveraged feedforward neural networks to model and predict building thermal loads, laying a crucial groundwork for future research. By 2000, Kalogirou [10] highlighted the potential of ANNs in designing diverse energy systems. Subsequently, in 2005, González and Zamarreño [11] utilized feedback neural networks to forecast hourly electric energy use in o ffi ce buildings. Following this, in 2006, Karatasou and Santamouris [12] promoted the use of feedforward neural networks (FFNNs) for building energy consumption forecasts. Subsequent research consistently validates that ANNs provide precise predictions of building energy use, with FFNNs noted for their high accuracy and widespread application in a multitude of studies. With advancements in deep learning, Recurrent recurrent Neural neural Networks networks (RNNs) have emerged as potent tools for processing sequential data in building energy consumption prediction. In 2016, Marino, Amarasinghe [13], and Manic noted Long long Shortshort-Term term Memory’s memory’s (LSTM’s) challenges with minuteby-minute predictions but acknowledged its adequacy for hourly forecasts. The following year, Heng Shi [14] et al. introduced a pooling-based deep RNN, enhancing household Figure 2. Literature classification Sustainability 2024 , 16 , x FOR PEER REVIEW 3 of 31 Figure 2. Literature classi fi cation. Figure 3. Flowchart. 2. Analysis of Current Applications and Characteristics of ANNs 2.1. ANN Arti fi cial Neural neural Networks networks (ANNs) embody a category of machine learning algorithms inspired by biological neural networks. These models are noted for their robust ability to represent and model nonlinear relationships between inputs and outputs. Initially developed in the late 1950 s, arti fi cial neural networks aimed to mimic neuronal behaviors in the human brain [8]. In 1995, Syed M. Islam [9] and colleagues leveraged feedforward neural networks to model and predict building thermal loads, laying a crucial groundwork for future research. By 2000, Kalogirou [10] highlighted the potential of ANNs in designing diverse energy systems. Subsequently, in 2005, González and Zamarreño [11] utilized feedback neural networks to forecast hourly electric energy use in o ffi ce buildings. Following this, in 2006, Karatasou and Santamouris [12] promoted the use of feedforward neural networks (FFNNs) for building energy consumption forecasts. Subsequent research consistently validates that ANNs provide precise predictions of building energy use, with FFNNs noted for their high accuracy and widespread application in a multitude of studies. With advancements in deep learning, Recurrent recurrent Neural neural Networks networks (RNNs) have emerged as potent tools for processing sequential data in building energy consumption prediction. In 2016, Marino, Amarasinghe [13], and Manic noted Long long Shortshort-Term term Memory’s memory’s (LSTM’s) challenges with minuteby-minute predictions but acknowledged its adequacy for hourly forecasts. The following year, Heng Shi [14] et al. introduced a pooling-based deep RNN, enhancing household Figure 3. Flowchart 2. Analysis of Current Applications and Characteristics of ANNs 2.1. ANN Artificial Neural neural Networks networks (ANNs) embody a category of machine learning algorithms inspired by biological neural networks. These models are noted for their robust ability to represent and model nonlinear relationships between inputs and outputs Initially developed in the late 1950 s, artificial neural networks aimed to mimic neuronal behaviors in the human brain [ 8 ]. In 1995, Syed M. Islam [ 9 ] and colleagues leveraged feedforward neural networks to model and predict building thermal loads, laying a crucial groundwork for future research. By 2000, Kalogirou [ 10 ] highlighted the potential of ANNs in designing diverse energy systems. Subsequently, in 2005, Gonz á lez and Zamarreño [ 11 ] utilized feedback neural networks to forecast hourly electric energy use in office buildings. Following this, in 2006, Karatasou and Santamouris [ 12 ] promoted the use of feedforward neural networks (FFNNs) for building energy consumption forecasts. Subsequent research consistently validates that ANNs provide precise predictions of building energy use, with FFNNs noted for their high accuracy and widespread application in a multitude of studies With advancements in deep learning, Recurrent recurrent Neural neural Networks networks (RNNs) have emerged as potent tools for processing sequential data in building energy consumption prediction. In 2016, Marino, Amarasinghe [ 13 ], and Manic noted

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[Summary: This page discusses the use of Recurrent Neural Networks (RNNs) like LSTM for processing sequential data in building energy prediction. It mentions the rise of Convolutional Neural Networks (CNNs) and notes a surge in publications related to building energy prediction using ANNs after 2017, and categorizes ANNs into FFNNs, RNNs, and CNNs, noting the increasing use of RNNs since 2018 and the recent emergence of CNNs.]

Sustainability 2024 , 16 , 7805 4 of 30 Long long Shortshort-Term term Memory’s memory’s (LSTM’s) challenges with minuteby-minute predictions but acknowledged its adequacy for hourly forecasts. The following year, Heng Shi [ 14 ] et al. introduced a pooling-based deep RNN, enhancing household load predictions. By 2018, Rahman [ 15 ] proposed using an RNN sequence-to-sequence model for midand long-term forecasting, which showed promising accuracy. Additionally, in the same year, Kumar, Hussain, Banarjee, and Reza [ 16 ] demonstrated that LSTM models, capable of addressing nonlinearities and retaining historical data, outperform traditional BP neural networks in predicting electrical grid loads In 2019, Kim and Cho [ 17 ] combined Convolutional convolutional Neural neural Networks networks (CNNs) with LSTM to predict residential power consumption, marking a significant application in energy modeling. The following year, Yuan Gao [ 18 ] and his team utilized a sequence-to-sequence model with a 2 D CNN featuring an attention layer, enhancing prediction accuracy for specific buildings. In 2021, Guannan Li [ 19 ] employed a CNN-LSTM hybrid network, noting a significant reduction in computation time when integrated with attention mechanisms, though without accuracy improvements. By 2022, Ibrahim Aliyu [ 20 ] introduced a 1 D CNN, celebrated for its computational efficiency, high performance, and cost-effective hardware demands. CNNs are relatively new to the field of building energy consumption prediction, yet they have garnered increasing attention with the continuous advancement in deep learning technologies Prior to 2017, publications on artificial neural networks were somewhat sparse. However, post-2017, there has been a substantial surge in the literature related to building energy consumption prediction using artificial neural networks, with as many as 474 studies published in 2022. In summary, ANNs are extensively applied in building energy consumption prediction, becoming increasingly valued by researchers and representing one of the most commonly used prediction algorithms today. ANNs are categorized into FFNNs, RNNs, and CNNs. As depicted in Figure 4 , publications from 2015 to 2023 on ANNs, FFNNs, RNNs, and CNNs show a continuous increase. FFNNs are the most frequently utilized neural network structure. Publications on RNNs have gradually increased since 2018, while research on CNNs has only recently gained public exposure, indicating significant potential for further exploration Sustainability 2024 , 16 , x FOR PEER REVIEW 4 of 31 load predictions. By 2018, Rahman [15] proposed using an RNN sequence-to-sequence model for midand long-term forecasting, which showed promising accuracy. Additionally, in the same year, Kumar, Hussain, Banarjee, and Reza [16] demonstrated that LSTM models, capable of addressing nonlinearities and retaining historical data, outperform traditional BP neural networks in predicting electrical grid loads. In 2019, Kim and Cho [17] combined Convolutional convolutional Neural neural Networks networks (CNNs) with LSTM to predict residential power consumption, marking a signi fi cant application in energy modeling. The following year, Yuan Gao [18] and his team utilized a sequence-to-sequence model with a 2 D CNN featuring an a tt ention layer, enhancing prediction accuracy for speci fi c buildings. In 2021, Guannan Li [19] employed a CNN-LSTM hybrid network, noting a signi fi cant reduction in computation time when integrated with a tt ention mechanisms, though without accuracy improvements. By 2022, Ibrahim Aliyu [20] introduced a 1 D CNN, celebrated for its computational e ffi ciency, high performance, and cost-e ff ective hardware demands. CNNs are relatively new to the fi eld of building energy consumption prediction, yet they have garnered increasing a tt ention with the continuous advancement in deep learning technologies. Prior to 2017, publications on arti fi cial neural networks were somewhat sparse. However, post-2017, there has been a substantial surge in the literature related to building energy consumption prediction using arti fi cial neural networks, with as many as 474 studies published in 2022. In summary, ANNs are extensively applied in building energy consumption prediction, becoming increasingly valued by researchers and representing one of the most commonly used prediction algorithms today. ANNs are categorized into FFNNs, RNNs, and CNNs. As depicted in Figure 4, publications from 2015 to 2023 on ANNs, FFNNs, RNNs, and CNNs show a continuous increase. FFNNs are the most frequently utilized neural network structure. Publications on RNNs have gradually increased since 2018, while research on CNNs has only recently gained public exposure, indicating signi fi cant potential for further exploration. Figure 4. Number of papers published about di ff erent ANNs. 2.2. Characteristics of Neural Networks by Structure 2.2.1. Feedforward Neural Networks (FFNNs) Feedforward Neural neural Networks networks (FFNNs) represent a fundamental and widely used type of neural network architecture. Their structure consists of an input layer, one or more hidden layers, and an output layer. Key FFNN types include Multilayer multilayer Perceptron perceptron (MLP), Radial radial Basis basis Function function (RBF), Extreme extreme Learning learning Machine machine (ELM), Wavelet wavelet Neural neural Network network (WNN), and Nonlinear nonlinear Autoregressive autoregressive with Exogenous exogenous Input input (NARX). Table 1 summarizes their characteristics, advantages, disadvantages, and structures. Among them, MLPs are the most widely used and versatile, known for their ability to model and learn complex nonlinear relationships. MLPs perform well across various tasks, such as regression, classi fi - cation, and pa tt ern recognition. RBF networks are suited for regression and classi fi cation Figure 4. Number of papers published about different ANNs 2.2. Characteristics of Neural Networks by Structure 2.2.1. Feedforward Neural Networks (FFNNs) Feedforward Neural neural Networks networks (FFNNs) represent a fundamental and widely used type of neural network architecture. Their structure consists of an input layer, one or more hidden layers, and an output layer. Key FFNN types include Multilayer multilayer Perceptron perceptron (MLP), Radial radial Basis basis Function function (RBF), Extreme extreme Learning learning Machine machine (ELM), Wavelet wavelet Neural neural Network network (WNN), and Nonlinear nonlinear Autoregressive autoregressive with Exogenous exogenous Input input (NARX). Table 1 summarizes their characteristics, advantages, disadvantages, and structures. Among them, MLPs are the most widely used and versatile, known for their ability to model and learn complex nonlinear relationships. MLPs perform well across various tasks, such as regression, classification, and pattern recognition. RBF networks are suited for regression and classification problems, while

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[Summary: This page focuses on Feedforward Neural Networks (FFNNs), detailing types like MLP, RBF, ELM, WNN, and NARX. It summarizes their characteristics, advantages, and disadvantages in Table 1. It also introduces Recurrent Neural Networks (RNNs) with recurrent connections for sequential data, listing key variants like LSTM, GRU, Elman, RBM, and EDA.]

Sustainability 2024 , 16 , 7805 5 of 30 WNNs excel in signal processing and time series analysis. ELMs are designed for large-scale data and high-dimensional features, offering fast training times. NARX models, which take into account past observations and external inputs, are well suited for time series forecasting, particularly for data with periodic or trending characteristics. Each type of FFNN has its own structure, characteristics, and strengths, and selecting the appropriate model depends on the specific problem, data characteristics, and desired outcomes Table 1. Characteristics of common neural networks under FFNN structure Structure Peculiarity Merit Shortcoming MLP Fully interconnected neurons between adjacent layers Capable of learning complex nonlinear relationships; Applicable to diverse machine learning tasks Highly flexible in problem-solving; Efficient training using backpropagation Prolonged training times for large datasets and complex architectures; Manual configuration of network structure and hyperparameters required WNN Integration of wavelet transform with neural networks Utilizes wavelet transform for feature extraction and neural networks for learning and classification Extracts local features and frequency information from data; Exhibits robust generalization capabilities Manual selection of wavelet basis function and network configuration necessary; Extended training durations ELM Random initialization of weights in the hidden layer Random initialization of hidden layer weights, analytical determination of output layer weights Rapid training with no iterative hidden layer weight adjustments; Less likely to converge to local optima in complex scenarios Potential for overfitting training data; Limited generalization capability in complex problem settings NARX Dynamic system utilizing past network outputs and external inputs Suitable for time series forecasting, capturing nonlinear temporal relationships Efficiently processes time series data; Applicable to various time series forecasting tasks Manual selection of model structures and parameters is essential; May lack efficiency for lengthy and high-dimensional time series 2.2.2. Recurrent Neural Networks (RNNs) A Recurrent recurrent Neural neural Network network (RNN) features a unique architecture with recurrent connections tailored for processing sequential or temporally dependent data. The foundational RNN structure comprises an input layer, a hidden layer, and an output layer, where outputs from the hidden layer are recurrently fed back as inputs, creating a loop that facilitates data flow across time steps. Key variants of RNNs, such as LSTM, Gated gated Recurrent recurrent Unit unit (GRU), Elman Neural neural Network network (Elman), Restricted restricted Boltzmann Machine machine (RBM), and Evolutionary evolutionary Data data Analysis analysis (EDA), are detailed in Table 2 , highlighting their features, pros, cons, and architectural nuances. LSTM, a flexible and robust RNN variant, excels in managing tasks that involve long sequence data and require the capture of extended temporal dependencies. The GRU model, a streamlined version of LSTM, is optimized for rapid training and high computational efficiency, making it ideal for time-sensitive tasks. The Elman network, one of the simplest RNN forms, is well suited for basic sequence modeling tasks. Recurrent neural networks, in general, are adept at handling both sequential and recursive data structures. Bidirectional RNNs, in particular, are effective for tasks that necessitate an understanding of contextual relationships within data sequences, offering a deeper comprehension of bidirectional dependencies. Selecting an appropriate model involves a thorough evaluation of the specific task demands, data traits, and algorithmic efficacy.

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[Summary: This page presents Table 2, detailing characteristics of RNN structures like LSTM, GRU, Elman, and Bidirectional RNNs. It then introduces Convolutional Neural Networks (CNNs), emphasizing their effectiveness in processing grid-like data, discerning long-term dependencies, integrating multiple data types, and mapping spatial correlations in building structures for energy consumption prediction.]

Sustainability 2024 , 16 , 7805 6 of 30 Table 2. Characteristics of common neural networks under RNN structure Structure Peculiarity Merit Shortcoming LSTM Input gate, forget gate, output gate, and memory cell Addresses gradient vanishing and explosion in traditional RNNs, controlling information flow Capable of processing long sequence data and capturing long-term dependencies; Possesses strong memory capabilities Numerous parameters, relatively complex model, and extended training time; Manual adjustment of network structure and hyperparameters required GRU Update gate and reset gate Reduces parameter count, enhances training efficiency, and controls information flow Faster training, comparable to LSTM in some cases but with lower computational cost May lack flexibility for certain complex sequence data, with limited capturing capability Elman Input layer, hidden layer, and output layer Simple recurrent connections, suitable for basic sequence data modeling tasks Simple structure, easy to understand and implement; Performs well in simple sequence modeling tasks Prone to gradient vanishing or exploding issues; Less effective than LSTM and GRU in handling complex sequence data Bidirectional RNN Bidirectional hidden layers, implemented via forward and backward recurrent connections Combines forward and backward information flows to better capture bidirectional dependencies in sequence data, allowing for a comprehensive consideration of both past and future information Effectively captures bidirectional dependencies within sequence data; Excels in certain sequence modeling tasks Higher computational complexity and model complexity; Requires more data and training time 2.2.3. Convolutional Neural Networks (CNNs) Convolutional Neural neural Networks networks (CNNs) are advanced deep learning models, excelling in processing data with grid-like structures, including images and audio These networks utilize a combination of convolutional layers, pooling layers, and fully connected layers to progressively distill and amalgamate features from the input data, culminating in performing classification or regression tasks via the fully connected layers. Given that building energy consumption data typically manifest as time series, CNNs adeptly discern long-term dependencies and periodic variations within such data. Through their convolution and pooling operations, CNNs are capable of extracting features across various time scales, thereby facilitating a more nuanced understanding and prediction of building energy consumption trends. Moreover, the prediction of building energy consumption often requires integrating multiple types of data, such as weather conditions and building attributes. CNNs address this by processing diverse data modalities concurrently through a multi-channel input layer, which enhances the fusion and learning of multimodal data features, thereby boosting the accuracy of predictions. Additionally, the spatial structure and layout of buildings play a critical role in energy consumption prediction. CNNs effectively map local features and spatial correlations within architectural structures using convolution operations, which enhances understanding of the spatial dynamics influencing building energy consumption and improves the accuracy of predictions Convolutional Neural neural Networks networks (CNNs) hold broad prospects for application in building energy consumption prediction. They can accurately predict and optimally manage building energy by processing time series data, integrating multimodal data, and handling spatial information.

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[Summary: This page discusses the application of building energy consumption prediction models across different building lifecycle stages. It highlights that while energy consumption is a critical factor, comprehensive studies across all phases are scarce. It notes that most neural network models focus on the design, operation, and renovation phases, with a significant portion of studies targeting the operational phase.]

Sustainability 2024 , 16 , 7805 7 of 30 3. Applications of Building Energy Consumption Prediction Models at Different Stages “The entire lifecycle of a building” encompasses the complete process from design and construction to operation, maintenance, renovation, and even demolition. Within this lifecycle, energy consumption is a critical consideration, as the design of and operational approaches to a building directly impact energy efficiency and consumption. Energy consumption prediction throughout the building’s lifecycle requires an understanding of the characteristics and influences at different stages—for example, architectural structure and material choices during the design phase, and user behavior and equipment efficiency during the operational phase. Although there is existing research on building energy consumption prediction, comprehensive studies across different phases of a building’s lifecycle are relatively scarce Neural network models for predicting building energy consumption are predominantly applied across the design, operation, and renovation phases of a building’s lifecycle Analysis of the initially reviewed literature shows that 11% of studies focus on the early design phase, 8% on energy-saving optimization design, and a significant 81% on the operational phase (Figure 5 ). Sustainability 2024 , 16 , x FOR PEER REVIEW 7 of 31 Convolutional Neural neural Networks networks (CNNs) hold broad prospects for application in building energy consumption prediction. They can accurately predict and optimally manage building energy by processing time series data, integrating multimodal data, and handling spatial information. 3. Applications of Building Energy Consumption Prediction Models at Di ff erent Stages “The entire lifecycle of a building” encompasses the complete process from design and construction to operation, maintenance, renovation, and even demolition. Within this lifecycle, energy consumption is a critical consideration, as the design of and operational approaches to a building directly impact energy e ffi ciency and consumption. Energy consumption prediction throughout the building’s lifecycle requires an understanding of the characteristics and in fl uences at di ff erent stages—for example, architectural structure and material choices during the design phase, and user behavior and equipment e ffi ciency during the operational phase. Although there is existing research on building energy consumption prediction, comprehensive studies across di ff erent phases of a building’s lifecycle are relatively scarce. Neural network models for predicting building energy consumption are predominantly applied across the design, operation, and renovation phases of a building’s lifecycle. Analysis of the initially reviewed literature shows that 11% of studies focus on the early design phase, 8% on energy-saving optimization design, and a signi fi cant 81% on the operational phase (Figure 5). Figure 5. Application distribution of neural network energy consumption prediction model in different building stages. 3.1. Early Design Stages 3.1.1. Energy Forecasting in Early Design Phases The ANN training datasets primarily consist of input and output parameters, with inputs including building form, envelope structure, environmental conditions, human activity, historical energy usage, equipment e ffi ciency, and date/time; outputs comprise cooling loads, heating loads, lighting energy, total energy, and electricity usage. These datasets predominantly derive from real data, simulated data, and benchmark data. The lLiterature review indicates that during the building design phase, research focusing on ANN-based energy consumption prediction models is primarily concentrated on residential buildings. Buildings are categorized by their functionality related to user activities, with residential buildings representing 50% of the research focus, followed by 14% on o ffi ce buildings, 4% on rural buildings, 4% on campus buildings, 7% on commercial structures, and 21% on other types such as industrial and sports facilities. The dataset primarily comprises simulated data from parametric modeling post-energy simulation, accounting for 93%, with a small fraction derived from real historical data. Key building evaluation Figure 5. Application distribution of neural network energy consumption prediction model in different building stages 3.1. Early Design Stages 3.1.1. Energy Forecasting in Early Design Phases The ANN training datasets primarily consist of input and output parameters, with inputs including building form, envelope structure, environmental conditions, human activity, historical energy usage, equipment efficiency, and date/time; outputs comprise cooling loads, heating loads, lighting energy, total energy, and electricity usage. These datasets predominantly derive from real data, simulated data, and benchmark data. The lLiterature review indicates that during the building design phase, research focusing on ANN-based energy consumption prediction models is primarily concentrated on residential buildings. Buildings are categorized by their functionality related to user activities, with residential buildings representing 50% of the research focus, followed by 14% on office buildings, 4% on rural buildings, 4% on campus buildings, 7% on commercial structures, and 21% on other types such as industrial and sports facilities. The dataset primarily comprises simulated data from parametric modeling post-energy simulation, accounting for 93%, with a small fraction derived from real historical data. Key building evaluation metrics include Mean mean Absolute absolute Percentage percentage Error error (MAPE), Root root Mean mean Square square Error error (RMSE), Coefficient coefficient of Variation variation of the Root root Mean mean Square square Error error (CV-RMSE), Mean mean Absolute absolute Error error (MAE), Mean mean Bias bias Error error (MBE), Mean mean Squared squared Error error (MSE), Coefficient coefficient of Determination determination (R 2 ), and Mean mean Relative relative Error error (MRE), with MSE being the most extensively used, accounting for 30%, and MBE and MRE the least utilized, each at only 1%, as depicted in

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[Summary: This page focuses on energy forecasting in the early design phases, noting that ANN training datasets include building form, environmental conditions, and historical energy usage. It states that research concentrates on residential buildings using simulated data. Evaluation metrics include MAPE, RMSE, and MSE. The primary purpose is to design energy-efficient buildings.]

Sustainability 2024 , 16 , 7805 8 of 30 Figure 6 . According to Table 3 , input parameters are largely focused on enclosure structure and architectural form, while output parameters are mainly on cooling and heating loads Sustainability 2024 , 16 , x FOR PEER REVIEW 8 of 31 metrics include Mean mean Absolute absolute Percentage percentage Error error (MAPE), Root root Mean mean Square square Error error (RMSE), Coe ffi cient coe ffi cient of Variation variation of the Root root Mean mean Square square Error error (CV-RMSE), Mean mean Absolute absolute Error error (MAE), Mean mean Bias bias Error error (MBE), Mean mean Squared squared Error error (MSE), Coe ffi cient coe ffi cient of Determination determination (R²), and Mean mean Relative relative Error error (MRE), with MSE being the most extensively used, accounting for 30%, and MBE and MRE the least utilized, each at only 1%, as depicted in Figure 6. According to Table 3, input parameters are largely focused on enclosure structure and architectural form, while output parameters are mainly on cooling and heating loads. ( a ) ( b ) ( c ) ( d ) Figure 6. Application in the early design stage of the building: ( a ) building type, ( b ) energy consumption type, ( c ) evaluation index, ( d ) data type. The primary purpose of energy consumption prediction in the early stages of architectural design is to design the building’s form, identify the main factors a ff ecting energy consumption, choose appropriate enclosure structures, and budget for energy costs, necessitating the collection of extensive datasets. Real data from completed buildings are di ffi cult to collect and lack continuity, making the datasets incomplete and inadequate for training arti fi cial neural networks. Therefore, in the early stages of architectural design for energy consumption prediction, it is common to fi rst select input parameters with strong relevance for parametric modeling, then acquire corresponding output parameters through energy consumption simulations, and after processing the data, input the dataset into an ANN model for training and validation to develop an ANN-based building energy consumption prediction model. Subsequently, optimizations are considered along with costs to obtain the optimal solution, further determining parameters such as architectural Figure 6. Application in the early design stage of the building: ( a ) building type, ( b ) energy consumption type, ( c ) evaluation index, ( d ) data type The primary purpose of energy consumption prediction in the early stages of architectural design is to design the building’s form, identify the main factors affecting energy consumption, choose appropriate enclosure structures, and budget for energy costs, necessitating the collection of extensive datasets. Real data from completed buildings are difficult to collect and lack continuity, making the datasets incomplete and inadequate for training artificial neural networks. Therefore, in the early stages of architectural design for energy consumption prediction, it is common to first select input parameters with strong relevance for parametric modeling, then acquire corresponding output parameters through energy consumption simulations, and after processing the data, input the dataset into an ANN model for training and validation to develop an ANN-based building energy consumption prediction model. Subsequently, optimizations are considered along with costs to obtain the optimal solution, further determining parameters such as architectural form and enclosure structures to achieve the building’s optimal energy-efficient form and enclosure combination Utilizing Artificial artificial Neural neural Networks networks (ANNs) to predict building energy consumption in the initial phases of architectural design can lead to the development of an energy-efficient building prototype. This approach not only optimizes energy-saving measures during the conceptual design phase but also enhances energy efficiency, manages overall building costs, and ensures economic viability for long-term operations and maintenance.

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[Summary: This page presents Table 3, which details the application of ANN-based energy consumption prediction in the early design stage of buildings. It includes the type of building, variables considered (like dimensions, materials), type of energy consumption predicted, and the method used (like CNN or MLP).]

Sustainability 2024 , 16 , 7805 9 of 30 Table 3. Application of ANN-based energy consumption prediction in the early design stage of buildings Ref. Type of Building Variable Type of Energy Consumption Method Architectural design [ 21 ] Office buildings Length, width, height, overhang length, window-to-wall ratio, orientation, wall u-value, window u-value, ground floor u-value, roof u-value, window g-value, floor heat capacity, infiltration air change rate, number of floors, lighting heat gain, equipment heat gain, chiller coefficient of performance, boiler efficiency, chiller type, boiler pump type Energy consumption CNN [ 22 ] Residential buildings Temperature, wind speed, pressure, postcode, total floor area, property type, glazed area, extension count, wall description, floor description, floor level, window description, window energy efficiency, window environmental efficiency, wall energy efficiency, wall environmental efficiency, roof description, roof energy efficiency, roof environmental efficiency, lighting environmental efficiency, lighting energy efficiency, number of heated rooms, number of habitable rooms, energy rating Energy consumption SVM, GB, RF, DT, KNN, ET, GP, MLP, AdaBoost [ 23 ] Residential buildings Length, depth, height, building orientation, window-to-wall ratio, glazing type, temperature setpoint Energy consumption and electricity consumption for cooling and heating MLP-LM [ 24 ] Office buildings Floor area, floor height, no. of floors, orientation, u-value (wall), u-value (ground floor), u-value (roof), u-value (window), g-value, window-to-wall ratio, internal mass, air permeability, occupant load, light heat load, heating COP, cooling COP, boiler efficiency Energy consumption CNN [ 25 ] Medical buildings External plaster, the thickness of the external plaster, insulation material, the thickness of the insulation material, wall material, wall material thickness, internal plaster, internal plaster thickness, window type, pilot region Energy consumption GA-ANN [ 26 ] Standard unit Building type, floor surface area, glazed zone, floor level, number of habitable rooms, number of air-conditioned rooms, ceiling height, average monthly temperature, average monthly pressure, average monthly humidity, average monthly wind speed Electricity consumption ANN, SVM, KNN, DT, RF, GB, LR, DNN [ 27 ] Standard unit Length, width, floor height, window-to-wall ratio, number of floors, number of rooms Energy consumption for cooling, heating, and lighting MLP [ 28 ] Office buildings Orientation, building facade, window-to-wall ratio, area of each floor, floor height, number of floors, envelope density, conductivity, specific heat, thickness, glass u-factor, glass SHGC Heating and cooling loads MLP, GA-NN [ 29 ] Rural architecture Width, floor height, depth, building orientation, building window–wall ratio Energy consumption MLP, SVR [ 30 ] Campus buildings Room depth, standard floor height, width of corridor, orientation, WWR of north external wall, WWR of south external wall Energy consumption for lighting and heating BPNN

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[Summary: This page continues Table 3, listing more studies on early design stage energy consumption prediction using various ANN methods. The table includes building types, variables like dimensions and materials, and the energy consumption type predicted (heating, cooling, electricity). Methods used include FFNN, MLP-GD, and 1D-CNN.]

Sustainability 2024 , 16 , 7805 10 of 30 Table 3. Cont Ref. Type of Building Variable Type of Energy Consumption Method Early prediction [ 31 ] Residential buildings Wall, roof, floor dimensions, opening sizes and orientations, construction type and levels of insulation, weather conditions, location, ventilation and air tightness features, heating system supply Energy consumption FFNN [ 32 ] Residential buildings Height, relative compactness, wall surface, building surface, orientation, window-to-wall ratio Heating and cooling loads MLP-GD [ 33 ] Residential buildings Glazing area distribution, relative compactness, overall height, surface area, roof area, wall area, orientation, glazing area Heating and cooling loads MLP- GOA, MLP- GWO [ 34 ] Residential buildings Indoor average temperature, average air temperature, radiant temperature, relative humidity, relative compactness, outdoor dry-bulb temperature, rainfall and wind speed Energy consumption for heating MLP-LM [ 35 ] Residential buildings Exterior wall heat transfer coefficient, roof heat transfer coefficient, ground floor heat transfer coefficient, window heat transfer coefficient, solar heat gain coefficient (SHGC), WWR on east facades, WWR on west facades, WWR on south facades, WWR on north facades, indoor lighting, electrical equipment, personnel activities Electricity consumption BP [ 36 ] Residential buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Heating and cooling loads MLP, SVR [ 37 ] Residential buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Cooling load SFS-MLP [ 38 ] Residential buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Energy consumption for heating BP-MLP, VSA-MLP, BSA-MLP [ 39 ] region The building shape factor (BSF), window–wall ratio (WWR), indoor design temperatures in summer and winter, occupancy density, lighting power density, equipment power density Heating and cooling loads 1 D-CNN [ 40 ] Residential buildings External walls’ coefficient of transmission, roof coefficient of transmission, floor coefficient of transmission, external wall coefficient of solar radiation absorption, roof coefficient of solar radiation absorption, thermal bridge linear coefficient, rate of air change, window-to-wall ratio for all directions (i.e., north, east, west, and south), glazing Energy consumption for heating MTOA- MLP [ 41 ] Commercial buildings Weather variable and days Refrigeration, lighting energy consumption, and total electricity consumption MLP

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[Summary: This page concludes Table 3, providing further examples of ANN applications in early design, including studies using Bayesian models and various optimization algorithms. It also discusses the selection of ANNs in architectural design phases, noting the dominance of FFNNs and the increasing use of CNNs since 2019.]

Sustainability 2024 , 16 , 7805 11 of 30 Table 3. Cont Ref. Type of Building Variable Type of Energy Consumption Method Early prediction [ 42 ] Residential buildings Shape factor, volume, total window area, opaque surface area, cooling degree day, heating degree days, relative humidity, wind speed, and solar radiation, PCM melting point Energy consumption of PCM-integrated buildings MR, SVM, MLP [ 43 ] Standard unit Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, Gglazing area distribution Heating and cooling loads Bayesian [ 44 ] Residential buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, Gglazing area distribution Heating and cooling loads LR, SVR, MLP, DGAM [ 45 ] Many types of buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Energy consumption for heating ABC- ANN, PSO- ANN, ICA-ANN, GA-ANN [ 46 ] Commercial buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Heating and cooling loads EFA-MLP [ 47 ] Office buildings Outdoor air dry-bulb temperature; outdoor air humidity ratio; global horizontal radiation–cloud cover ratio; occupancy schedule for zones 1 A and 1 B; occupancy schedule for zone 2; office equipment schedule; indoor air dry-bulb temperature; BIPV temperature: last time step; BIPV temperature: same time step, previous day; heating load: last time step; heating load: time steps i-2, i-3, i-4; heating load: same time step, previous day; cooling load: last time step; cooling load: time steps i-2, i-3, i-4; cooling load: same time step, previous day; lighting load: last time step Heating and cooling loads, lighting energy consumption, and BIPV power generation MLP, SVM, LSTM 3.1.2. Selection of ANNs in Architectural Design Phases According to Figure 7 , feedforward neural networks (FFNNs) dominate the literature on predicting building energy consumption during the design phase, with the introduction of Convolutional convolutional Neural neural Networks networks (CNNs) gaining traction since 2019. In 2020, X.J. Luo [ 47 ] and colleagues proposed three multi-objective prediction frameworks utilizing machine learning technologies—ANNs, support vector regression, and long short-term memory networks—to predict multiple types of energy consumption concurrently. Comparative analyses indicate that ANN-based models excel in both accuracy and processing efficiency For energy consumption prediction in the architectural design phase, the FFNN structure is commonly employed due to its suitability for non-temporal data, such as enclosure structure parameters and architectural form parameters, which lack time dependencies, making RNNs inappropriate for this phase. FFNNs are typically chosen, with CNNs selected on rare occasions. CNN models, with their capability for feature extraction and multi-scale prediction, are effective not only in extracting features of a building’s appearance, structure, and layout, but also in analyzing these features at different levels— including structural components, material selection, and spatial layout—by combining them for comprehensive analysis. The feature images of the buildings are then fed into the

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[Summary: This page discusses the selection of ANNs in architectural design, noting the dominance of FFNNs. It highlights a study that found ANN-based models excel in accuracy and efficiency. It also notes the suitability of FFNNs for non-temporal data and the effectiveness of CNNs for feature extraction and multi-scale prediction. It also introduces the operational phase of construction.]

Sustainability 2024 , 16 , 7805 12 of 30 CNN model to predict energy consumption. Future research might explore using CNNs for building energy consumption prediction Sustainability 2024 , 16 , x FOR PEER REVIEW 12 of 31 According to Figure 7, feedforward neural networks (FFNNs) dominate the literature on predicting building energy consumption during the design phase, with the introduction of Convolutional convolutional Neural neural Networks networks (CNNs) gaining traction since 2019. In 2020, X.J. Luo [47] and colleagues proposed three multi-objective prediction frameworks utilizing machine learning technologies—ANNs, support vector regression, and long short-term memory networks—to predict multiple types of energy consumption concurrently. Comparative analyses indicate that ANN-based models excel in both accuracy and processing e ffi ciency. For energy consumption prediction in the architectural design phase, the FFNN structure is commonly employed due to its suitability for non-temporal data, such as enclosure structure parameters and architectural form parameters, which lack time dependencies, making RNNs inappropriate for this phase. FFNNs are typically chosen, with CNNs selected on rare occasions. CNN models, with their capability for feature extraction and multi-scale prediction, are e ff ective not only in extracting features of a building’s appearance, structure, and layout, but also in analyzing these features at di ff erent levels— including structural components, material selection, and spatial layout—by combining them for comprehensive analysis. The feature images of the buildings are then fed into the CNN model to predict energy consumption. Future research might explore using CNNs for building energy consumption prediction. Figure 7. The number of papers published concerning the early design stage of the building based on di ff erent ANNs. 3.2. Operational Phase of Construction 3.2.1. Application of Energy Forecasting in the Operational Phase The bulk of current research on “Building Energy Consumption Prediction Based on Arti fi cial Neural Networks” is concentrated on the operational phase, representing 81% of the studies. In this phase, 26% of research targets residential buildings, followed by o ffi ce buildings at 23%, public buildings at 5%, campus buildings at 16%, commercial buildings at 12%, and other building types such as industrial and sports facilities at 18%. Most studies focus on residential and o ffi ce buildings, with signi fi cant a tt ention given to variables like historical energy consumption, weather conditions, and timing. Given that most subjects of these studies are intelligent buildings, collecting real-time operational data—including temperature, humidity, air quality, lighting intensity, and occupancy rates—is straightforward. This data collection primarily comprises actual data, accounting for 85% of the datasets utilized. However, challenges remain with data gaps, discontinuities, and abrupt changes, directing the majority of research towards short-term predictions, which represent about 70% of all studies. Predictions typically center on electricity usage and overall energy consumption. Commonly used evaluation metrics include MAPE, RMSE, CV-RMSE, MAE, MBE, MSE, R 2 , and MRE, with MAPE being the most prevalent at 26% usage and MRE the least at only 1%, as depicted in Figure 8. Figure 7. The number of papers published concerning the early design stage of the building based on different ANNs 3.2. Operational Phase of Construction 3.2.1. Application of Energy Forecasting in the Operational Phase The bulk of current research on “Building Energy Consumption Prediction Based on Artificial Neural Networks” is concentrated on the operational phase, representing 81% of the studies. In this phase, 26% of research targets residential buildings, followed by office buildings at 23%, public buildings at 5%, campus buildings at 16%, commercial buildings at 12%, and other building types such as industrial and sports facilities at 18%. Most studies focus on residential and office buildings, with significant attention given to variables like historical energy consumption, weather conditions, and timing. Given that most subjects of these studies are intelligent buildings, collecting real-time operational data—including temperature, humidity, air quality, lighting intensity, and occupancy rates—is straightforward. This data collection primarily comprises actual data, accounting for 85% of the datasets utilized. However, challenges remain with data gaps, discontinuities, and abrupt changes, directing the majority of research towards short-term predictions, which represent about 70% of all studies. Predictions typically center on electricity usage and overall energy consumption. Commonly used evaluation metrics include MAPE, RMSE, CV-RMSE, MAE, MBE, MSE, R 2 , and MRE, with MAPE being the most prevalent at 26% usage and MRE the least at only 1%, as depicted in Figure 8 . “Building Energy Consumption Prediction Based on Artificial Neural Networks” research is most extensive during the operational phase as buildings are active and generating substantial data. This phase provides a robust dataset, including historical energy usage, weather conditions, and equipment operations, forming a solid foundation for model development. Researchers often employ real-time data in neural networks, enhancing the credibility and accuracy of their predictive models. Predicting energy consumption during this phase helps facility managers monitor energy use efficiently, swiftly detect deviations, and implement optimization strategies. This not only curtails energy usage but also boosts efficiency, reduces operational costs, and elevates the economic performance of buildings An analysis of how the literature on the operational phase of building energy consumption prediction from 2015 to 2023 is distributed reveals a predominance of feedforward neural network-based studies at 43%, with recurrent neural networks following at 29%, and convolutional neural networks at 4%. Feedforward neural networks such as MLP, WNN, ELM, NARX, and RBF are prevalent, with MLP being the most common model used for energy prediction. Recurrent neural network studies are often centered around LSTM, GRU, and Elman networks, with LSTM featured most extensively. Convolutional neural networks are less frequently used compared to other types, but there is a growing trend towards hybrid models and ensemble learning, reflecting a broader diversification in research approaches (Table 4 ).

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[Summary: This page focuses on the application of energy forecasting in the operational phase, noting that most research concentrates on this stage. It highlights that studies target residential and office buildings, considering variables like historical energy consumption and weather. It notes the use of real-time operational data and common evaluation metrics. It also introduces table 4, which summarizes the application of ANN-based energy consumption prediction in the building operation stage.]

Sustainability 2024 , 16 , 7805 13 of 30 Sustainability 2024 , 16 , x FOR PEER REVIEW 13 of 31 “Building Energy Consumption Prediction Based on Arti fi cial Neural Networks” research is most extensive during the operational phase as buildings are active and generating substantial data. This phase provides a robust dataset, including historical energy usage, weather conditions, and equipment operations, forming a solid foundation for model development. Researchers often employ real-time data in neural networks, enhancing the credibility and accuracy of their predictive models. Predicting energy consumption during this phase helps facility managers monitor energy use e ffi ciently, swiftly detect deviations, and implement optimization strategies. This not only curtails energy usage but also boosts e ffi ciency, reduces operational costs, and elevates the economic performance of buildings. ( a ) ( b ) ( c ) ( d ) Figure 8. Application of building operation stage: ( a ) time span, ( b ) building type, ( c ) energy consumption type, ( d ) evaluation index. An analysis of how the literature on the operational phase of building energy consumption prediction from 2015 to 2023 is distributed reveals a predominance of feedforward neural network-based studies at 43%, with recurrent neural networks following at 29%, and convolutional neural networks at 4%. Feedforward neural networks such as MLP, WNN, ELM, NARX, and RBF are prevalent, with MLP being the most common model used for energy prediction. Recurrent neural network studies are often centered around LSTM, GRU, and Elman networks, with LSTM featured most extensively. Convolutional neural networks are less frequently used compared to other types, but there is a growing trend towards hybrid models and ensemble learning, re fl ecting a broader diversi fi cation in research approaches (Table 4). Table 4. Application of ANN-based energy consumption prediction in the building operation stage. Type Ref Percentage FFNN MLP [1,36,48–118] 37% Figure 8. Application of building operation stage: ( a ) time span, ( b ) building type, ( c ) energy consumption type, ( d ) evaluation index Table 4. Application of ANN-based energy consumption prediction in the building operation stage Type Ref. Percentage FFNN MLP [ 1 , 36 , 48 – 118 ] 37% WNN [ 119 , 120 ] 1% ELM [ 121 , 122 ] 1% NARX [ 113 , 122 – 125 ] 2.5% RBF [ 48 , 126 , 127 ] 1.5% RNN LSTM [ 15 , 59 , 88 , 89 , 95 , 99 , 125 , 128 – 159 ] 20% GRU [ 132 , 133 , 142 , 144 , 152 , 158 , 160 – 164 ] 5.5% Elman [ 48 , 98 , 165 ] 1.5% Recurrent neural networks [ 102 , 135 , 144 , 166 ] 2% CNN CNN [ 18 , 20 , 88 , 99 , 102 , 134 , 167 , 168 ] 4% Hybrid model Hybrid model [ 19 , 169 – 203 ] 18% Ensemble learning Ensemble learning [ 204 – 215 ] 6% 3.2.2. Selection of ANNs in the Operational Phase In recent studies, Lei Gao [ 134 ] et al. compared MLP, LSTM, and CNN neural networks, finding that LSTM exhibited the best predictive performance, while MLP was the least effective. Raghavendra Chalapathy et al. [ 135 ] contrasted shallow learning models with deep learning models, discovering superior shortand long-term predictive capabilities in LSTM-based RNN-MIMO models. Lei Xu et al. [ 144 ] introduced three Bayesian deep neural network models—Recurrent recurrent Neural neural Networknetwork, Long long Shortshort-Term term Memorymemory, and Gated gated Recurrent recurrent Unitunit— among which the Bayesian LSTM (BLSTM) model achieved optimal performance. Yun Duan et al. [ 186 ] presented the LSTM-PQR model, which outperformed BPNN in predicting energy consumption in office buildings. Continuous research validates that LSTM surpasses feedforward neural networks in predictive accuracy due to its ability to effec-

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[Summary: This page explains that LSTM's memory cells can retain past information, addressing gradient issues and improving its ability to model long-term dependencies. Recent studies show an increase in RNN-based predictions, surpassing FFNNs. CNN and hybrid models are also growing in popularity. It also recommends prioritizing RNN-based models for datasets with time series characteristics.]

Sustainability 2024 , 16 , 7805 14 of 30 tively manage sequential data and capture long-term dependencies, typical of building energy data. Moreover, LSTM’s memory cells can retain and retrieve past information as needed, effectively addressing gradient vanishing and explosion issues, thereby enhancing its capability to model long-term dependencies. In contrast, feedforward neural networks struggle with long-term dependencies. Additionally, building energy consumption prediction involves multiple influencing factors such as weather, building characteristics, and equipment operational status, constituting multivariate time series data. LSTM proficiently handles such data, better delineating the interrelationships among various factors, thereby improving prediction accuracy According to Figure 9 , recent years have seen a steady increase in research articles on RNN-based building energy consumption predictions, surpassing those based on FFNN. Concurrently, the literature on CNN and hybrid models for predicting building energy consumption continues to grow. Jingyi Zhou et al. [ 168 ] believe CNNs can effectively predict energy consumption throughout a building’s entire lifecycle with greater accuracy Guannan Li et al. [ 19 ] conducted comparative assessments of LSTM and its hybrids, such as LSTM-CNN and CNN-LSTM, finding that CNN-LSTM models halve computation times and enhance prediction accuracy. Pingping Chen et al. [ 200 ] introduced an attentionbased CNN-LSTM model that effectively retains historical information, thereby improving predictive performance for short-term load forecasting in smart buildings. Increasingly, researchers are validating the superior predictive capabilities of CNNs and related hybrid models. Consequently, during the operational phase of buildings, it is advantageous to prioritize RNN-based models for energy consumption predictions when datasets exhibit strong time series characteristics, with potential future exploration towards CNNs and hybrid models Sustainability 2024 , 16 , x FOR PEER REVIEW 15 of 31 Figure 9. The number of papers published concerning the building operation stage based on di ff erent ANNs. 3.3. Renovation Phase 3.3.1. Application of Energy Consumption Prediction in Renovation Phases In the building retro fi tt ing phase, research focuses primarily on residential buildings (55%) and o ffi ce buildings (25%). Smaller shares of research concentrate on rural buildings (5%), campus buildings (10%), and commercial buildings (5%). As Figure 10 illustrates, studies on energy consumption prediction models using arti fi cial neural networks heavily target residential and o ffi ce buildings. Design variables analyzed during the retro fi t phase often center on enclosure structure and environmental parameters. Data collection poses a challenge in this fi eld. Most research on neural network models for building retro fi t prediction relies on simulated data (89%), as collecting historical energy consumption, temperature, humidity, and wind speed data from existing buildings (without pre-installed sensors or fl ow meters) is di ffi cult. Only 11% of studies utilize real-world datasets. Predicted types of building energy consumption typically include total energy consumption, and heating and cooling loads. Common evaluation metrics include MAPE, RMSE, CV-RMSE, MAE, MBE, MSE, R², and MRE. Of these, MSE is most widely used (31% of studies). During the building retro fi t phase, energy consumption prediction is often paired with multi-objective optimization to achieve multiple goals following the retro fi t. Optimization targets primarily focus on energy consumption, thermal comfort, cost, and lighting. As architectural form parameters are di ffi cult to adjust during retro fi ts, variables typically concentrate on enclosure structures and equipment layout. Figure 9. The number of papers published concerning the building operation stage based on different ANNs 3.3. Renovation Phase 3.3.1. Application of Energy Consumption Prediction in Renovation Phases In the building retrofitting phase, research focuses primarily on residential buildings (55%) and office buildings (25%). Smaller shares of research concentrate on rural buildings (5%), campus buildings (10%), and commercial buildings (5%). As Figure 10 illustrates, studies on energy consumption prediction models using artificial neural networks heavily target residential and office buildings. Design variables analyzed during the retrofit phase often center on enclosure structure and environmental parameters Data collection poses a challenge in this field. Most research on neural network models for building retrofit prediction relies on simulated data (89%), as collecting historical energy consumption, temperature, humidity, and wind speed data from existing buildings (without pre-installed sensors or flow meters) is difficult. Only 11% of studies utilize real-world datasets. Predicted types of building energy consumption typically include total energy consumption, and heating and cooling loads.

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[Summary: This page transitions to the renovation phase, noting research primarily focuses on residential and office buildings. It highlights the challenge of data collection, with most studies relying on simulated data. The predicted energy consumption types are total energy consumption, and heating and cooling loads. ANNs function as meta-models and demand a fast feedback and real-time adjustments.]

Sustainability 2024 , 16 , 7805 15 of 30 Sustainability 2024 , 16 , x FOR PEER REVIEW 16 of 31 ( a ) ( b ) ( c ) ( d ) Figure 10. Application in the building renovation stage: ( a ) building type, ( b ) energy consumption type, ( c ) evaluation index, ( d ) data type. 3.3.2. Choice of ANNs for Building Renovations During the building retro fi t phase, the application of arti fi cial neural networks (ANNs) for predicting energy consumption facilitates the assessment of energy e ffi ciency improvements and cost savings preand post-retro fi t. This assessment provides a solid foundation for evaluating retro fi t proposals, informing design choices, and identifying optimal retro fi t strategies. Further, analysis of the prediction outcomes enables the fi netuning of retro fi t strategies, thereby maximizing both energy e ffi ciency and economic returns. In the retro fi t phase, ANNs function as meta-models. The process begins with parametric modeling using initial datasets, followed by the acquisition of target parameter data via Building building Performance performance Simulation simulation (BPS) technology. Preprocessing steps such as data cleaning and normalization are then undertaken to ready the data for model training. Objective functions and constraints are subsequently established for speci fi c multi-objective optimization tasks that tailor the model’s structure and parameters for optimized training. Once trained, the model forecasts future energy consumption, o ff ering decision support and directing the implementation of energy management and retro fi t measures. This work fl ow demands an ANN architecture that not only delivers precise predictions but also accommodates swift feedback and real-time adjustments. As indicated in Table 5, FFNNs are the prevalent choice for predicting energy consumption in building retro fi t scenarios, a tt ributed to their straightforward and intuitive nature, which simpli fi es understanding and implementation. During the retro fi t phase, the absence of complex time series data or signi fi cant long-term dependencies makes FFNNs ideal due to their rapid training capabilities compared to RNNs and other models. Figure 10. Application in the building renovation stage: ( a ) building type, ( b ) energy consumption type, ( c ) evaluation index, ( d ) data type Common evaluation metrics include MAPE, RMSE, CV-RMSE, MAE, MBE, MSE, R 2 , and MRE. Of these, MSE is most widely used (31% of studies). During the building retrofit phase, energy consumption prediction is often paired with multi-objective optimization to achieve multiple goals following the retrofit. Optimization targets primarily focus on energy consumption, thermal comfort, cost, and lighting. As architectural form parameters are difficult to adjust during retrofits, variables typically concentrate on enclosure structures and equipment layout 3.3.2. Choice of ANNs for Building Renovations During the building retrofit phase, the application of artificial neural networks (ANNs) for predicting energy consumption facilitates the assessment of energy efficiency improvements and cost savings preand post-retrofit. This assessment provides a solid foundation for evaluating retrofit proposals, informing design choices, and identifying optimal retrofit strategies. Further, analysis of the prediction outcomes enables the fine-tuning of retrofit strategies, thereby maximizing both energy efficiency and economic returns In the retrofit phase, ANNs function as meta-models. The process begins with parametric modeling using initial datasets, followed by the acquisition of target parameter data via Building building Performance performance Simulation simulation (BPS) technology. Preprocessing steps such as data cleaning and normalization are then undertaken to ready the data for model training. Objective functions and constraints are subsequently established for specific multi-objective optimization tasks that tailor the model’s structure and parameters for optimized training. Once trained, the model forecasts future energy consumption, offering decision support and directing the implementation of energy management and retrofit measures. This workflow demands an ANN architecture that not only delivers precise predictions but also accommodates swift feedback and real-time adjustments.

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[Summary: This page states FFNNs are the prevalent choice for predicting energy consumption in building retrofit scenarios due to their simplicity. FFNNs are ideal due to their rapid training capabilities compared to RNNs and other models. Table 5 is introduced to show the application of ANN-based energy consumption prediction in the building renovation stage.]

Sustainability 2024 , 16 , 7805 16 of 30 As indicated in Table 5 , FFNNs are the prevalent choice for predicting energy consumption in building retrofit scenarios, attributed to their straightforward and intuitive nature, which simplifies understanding and implementation. During the retrofit phase, the absence of complex time series data or significant long-term dependencies makes FFNNs ideal due to their rapid training capabilities compared to RNNs and other models. This allows for expedited training and predictions, crucial in retrofit contexts that demand quick feedback and immediate adjustments. Moreover, FFNNs’ adaptability makes them particularly effective in retrofit phases characterized by costly and lower-quality data collection that encompasses diverse data types and predictive tasks, streamlining the model selection and implementation process Table 5. Application of ANN-based energy consumption prediction in the building renovation stage Ref. Type of Building Variable Optimization Targets Method [ 216 ] Campus buildings Roof surfaces, exterior walls, windows, airtightness, operation schedule, space allocation, activity, HVAC system, temperature setting, heating, cooling, DHW Total energy consumption (TEC), LCC, and Llifec Cycle Assessment assessment (LCA) SBMO-MLP [ 217 ] Residential buildings Average indoor temperature, uncomfortable minutes after normal setpoint period began, total operating minutes of the cooling system, amount of energy Thermal comfort and energy consumption MLP [ 218 ] Residential buildings Melting temperature and thickness of PCM, thermal resistance of exterior walls, internal gain, infiltration rate Heating and cooling loads GMDH [ 219 ] Residential buildings Heated surface of the building, heated volume of the building, flat gross floor area of building, number of employees, number of users, number of floors, factor of building shape F 0, total installed internal lighting power, total number of internal lighting lamps Heating and cooling loads LM-BPNN [ 220 ] Residential buildings Relative compactness, surface area, wall area, roof area, overall height, orientation, glazing area, glazing area distribution Heating and cooling loads BBO-MLP, GA-MLP, PSO-MLP, PBIL-MLP, ES-MLP, ACO-MLP [ 221 ] Residential buildings Envelope structure Energy consumption BPNN [ 222 ] Rural architecture Features, layers, height, aboveground area, compass direction, factor, roof, external wall Energy consumption BPNN [ 223 ] Office buildings Supply vane angle, supply air temperature, outdoor air temperature, clothing insulation Energy consumption, PMV, and DR BPNN-RSM [ 224 ] Office buildings Cooling power, operation status of ACMV and lighting, outdoor air temperature, outdoor RH, estimated number of indoor occupants Electricity consumption NARX [ 225 ] Office buildings Iteration number, wall u-value, equipment load rate, infiltration rate, lighting density, number of occupants, roof u-value Energy consumption MLP-LM, MLP-GA

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[Summary: This page presents Table 5, listing studies on ANN-based energy consumption prediction in building renovation. It includes building types, variables (like window-to-wall ratio), optimization targets (energy consumption, thermal comfort), and methods used (MLP, BPNN). It concludes by stating the selection of FFNNs for predicting energy consumption is justified by their simplicity.]

Sustainability 2024 , 16 , 7805 17 of 30 Table 5. Cont Ref. Type of Building Variable Optimization Targets Method [ 226 ] Residential buildings Weather data, HVAC system, cooling setpoint, building orientation, solar protection, glazing, wall insulation/roof insulation, air gap, lighting, solar photovoltaic, solar thermal, wind energy Thermal comfort, cost, and energy consumption MLP, GA-NN [ 227 ] Residential and commercial buildings Average u-value of envelope, ratio of window area to wall area, form factor, roof ratio, annual sum of energy gained due to infiltration, annual sum of internal heat gain, annual sum of heating degree days, median dry-bulb temperature, annual average of dry point temperature, interquartile range of dew point temperature, annual sum of global horizontal irradiation, annual average of direct normal irradiation, interquartile range of direct normal irradiation Heating and cooling loads MOO, RF [ 228 ] Residential buildings Inlet velocity, inlet type, supply air temperature, outlet type, wall heat transfer coefficient, wall thickness, heat flux of heat sources, outdoor temperature Indoor average temperature and PMV BPNN-GWO [ 229 ] Residential buildings Window-to-wall ratio (WWR), absorptance of solar radiation, insulation thickness, concrete thickness Annual heat load and indoor comfort MLR, CHAID, ECHAID, BPNN, RBFN, CART, SVM [ 230 ] Office buildings Supply air temperature for each thermal zone (Tui), supply air static pressure (SAP), supply airflow rate (Mai), supply water flow rate in summer (Mcw), supply water flow rate in winter (Mhw), return air temperature (Tuo), supply cooling water temperature (Twi), return cooling water temperature (Two), supply heating water temperature (Thi), return heating water temperature (Tho), ambient temperature (Tai), temperature after rotary heat exchanger (Ti) sensors Energy consumption and thermal comfort MLP [ 231 ] Campus buildings Wall u-value, wall solar absorptivity, window u-value, window solar heat gain coefficient, window visible transmittance, window-to-wall ratio of all directions (i.e., north, east, west, and south), roof u-value, roof solar absorptivity, ground slab u-value, cooling and heating setpoint temperatures, having been selected in accordance with the prevailing literature, weather data, construction material properties, HVAC properties, occupant activities Energy consumption and thermal comfort MLP

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[Summary: This page outlines the process for predicting building energy consumption, including data gathering, feature selection, model construction, and validation. It emphasizes the influence of data quality, feature selection, model choice, and optimization strategies. It also discusses future research directions, focusing on enhancing data preprocessing, selecting optimal neural network architectures, and choosing effective algorithms.]

Sustainability 2024 , 16 , 7805 18 of 30 Table 5. Cont Ref. Type of Building Variable Optimization Targets Method [ 232 ] Residential buildings Window-to-wall ratio for all directions (i.e., north, east, west, and south), width of sunroom, thickness of exterior wall insulation layer, thickness of roof insulation layer Energy consumption MABC-BP [ 233 ] Office buildings Window-to-wall ratio of all directions (i.e., north, east, west, and south), window height, shading device size Daylighting, energy consumption, and thermal comfort BPNN [ 234 ] Residential buildings Scenarios of different insulation thickness, shading coefficient, ventilation rate Energy consumption and thermal comfort ANN In summary, the selection of FFNNs for predicting energy consumption during the building retrofit phase is justified by their simplicity, swift training speed, wide applicability, and minimal data requirements. Nonetheless, the decision to employ a specific model type should be thoroughly assessed based on the actual conditions and specific demands of the prediction task at hand 4. Future Research Directions The process for predicting building energy consumption unfolds through a series of meticulous steps: initially, gathering data concerning the building’s architecture, weather conditions, historical energy usage, and equipment specifics. Once the data are processed, features are selected, and the input and output parameters are established. These data are then segmented into training, validation, and testing subsets. Subsequently, a neural network model is constructed and undergoes evaluation and validation after training, with adjustments made based on the validation outcomes. Ultimately, this trained model is implemented in real-world applications to forecast energy consumption in buildings. This entire procedure, depicted in Figure 11 , is primarily influenced by data quality, feature selection, choice of model, and optimization strategies. Employing proper data handling, feature engineering, model selection, and optimization enhances the accuracy and dependability of the predictions Sustainability 2024 , 16 , x FOR PEER REVIEW 19 of 31 entire procedure, depicted in Figure 11, is primarily in fl uenced by data quality, feature selection, choice of model, and optimization strategies. Employing proper data handling, feature engineering, model selection, and optimization enhances the accuracy and dependability of the predictions. Re fl ecting on the prevailing research trends, the future trajectory of this fi eld can be segmented into three principal areas: fi rstly, enhancing the data preprocessing techniques by choosing methods apt for various stages; secondly, selecting optimal neural network architectures and fi ne-tuning model parameters during the model building phase; and thirdly, choosing e ff ective algorithms for optimization. These measures are targeted to re fi ne the overall predictive process and elevate the outcomes for building energy consumption predictions. Figure 11. Flow diagram of building energy consumption prediction based on arti fi cial neural network. 4.1. Data Processing Data processing plays a pivotal role in predicting building energy consumption, critically a ff ecting the models’ accuracy and validity. It forms an essential phase in the development of predictive models. Future research will bene fi t from advancing data cleaning, feature engineering, and integration techniques to boost data quality and model performance. Advanced strategies, including outlier detection and management of missing data, alongside feature selection and dimension reduction, are vital for enhancing both data integrity and predictive e ffi cacy. In the initial data cleaning phase, measures are implemented to identify and correct anomalies to ensure data accuracy and consistency. Established methods for outlier management include Chauvenet’s criterion [235], GRUBS outlier detection [236], and isolation forest (ISF) [190] for handling missing data and excluding outliers. To address incomplete preliminary data, methods such as transfer learning [60,128,129,143,153,171,175,237], exponential moving average (EMA) [142], XGboost [119], and decision tree classi fi cation (DTC) [119] are proposed. During the data cleaning phase, feature selection and extraction are necessary to reduce redundancy and lower dimensionality, thereby enhancing modeling e ffi ciency and accuracy. Proposed methods include PCA [88,115,117], random forest (RF) [170,183], rough set theory [48,238], statistical moments [50], Spearman correlation coe ffi cient [51,175,176], sensitivity analysis [68,88,169,172], regression analysis [58], stacked auto-encoder (SAE) [122], recursive feature elimination (RFE) [119,235], Kalman fi lter (KF) as a stochastic fi ltering method [208], di ff erencing for e ff ective information removal [237], Pearson correlation analysis [56,236,239], and mean impact value (MIV) for Figure 11. Flow diagram of building energy consumption prediction based on artificial neural network.

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[Summary: This page discusses the importance of data processing in predicting building energy consumption. It highlights the need for advanced data cleaning, feature engineering, and integration techniques. It also mentions methods for outlier management, handling missing data, and feature selection, including Chauvenet’s criterion, isolation forest, transfer learning, PCA, and random forest.]

Sustainability 2024 , 16 , 7805 19 of 30 Reflecting on the prevailing research trends, the future trajectory of this field can be segmented into three principal areas: firstly, enhancing the data preprocessing techniques by choosing methods apt for various stages; secondly, selecting optimal neural network architectures and fine-tuning model parameters during the model building phase; and thirdly, choosing effective algorithms for optimization. These measures are targeted to refine the overall predictive process and elevate the outcomes for building energy consumption predictions 4.1. Data Processing Data processing plays a pivotal role in predicting building energy consumption, critically affecting the models’ accuracy and validity. It forms an essential phase in the development of predictive models. Future research will benefit from advancing data cleaning, feature engineering, and integration techniques to boost data quality and model performance. Advanced strategies, including outlier detection and management of missing data, alongside feature selection and dimension reduction, are vital for enhancing both data integrity and predictive efficacy In the initial data cleaning phase, measures are implemented to identify and correct anomalies to ensure data accuracy and consistency. Established methods for outlier management include Chauvenet’s criterion [ 235 ], GRUBS outlier detection [ 236 ], and isolation forest (ISF) [ 190 ] for handling missing data and excluding outliers. To address incomplete preliminary data, methods such as transfer learning [ 60 , 128 , 129 , 143 , 153 , 171 , 175 , 237 ], exponential moving average (EMA) [ 142 ], XGboost [ 119 ], and decision tree classification (DTC) [ 119 ] are proposed. During the data cleaning phase, feature selection and extraction are necessary to reduce redundancy and lower dimensionality, thereby enhancing modeling efficiency and accuracy. Proposed methods include PCA [ 88 , 115 , 117 ], random forest (RF) [ 170 , 183 ], rough set theory [ 48 , 238 ], statistical moments [ 50 ], Spearman correlation coefficient [ 51 , 175 , 176 ], sensitivity analysis [ 68 , 88 , 169 , 172 ], regression analysis [ 58 ], stacked auto-encoder (SAE) [ 122 ], recursive feature elimination (RFE) [ 119 , 235 ], Kalman filter (KF) as a stochastic filtering method [ 208 ], differencing for effective information removal [ 237 ], Pearson correlation analysis [ 56 , 236 , 239 ], and mean impact value (MIV) for information filtering [ 103 ]. Additionally, data grouping or classification into sets with similar features involves using clustering analysis techniques to identify patterns within the data, thus better understanding the data’s structure and distribution. Techniques include clustering residuals based on Chebyshev distance [ 51 ], affinity propagation (AP) clustering [ 126 ], K-means, and K-nearest neighbors (KNN) methods [ 235 ]. The aforementioned studies have effectively addressed issues related to data incompleteness, selection, clustering, and outlier management, significantly improving the accuracy of building energy consumption predictions. In the operational phase of buildings, training data primarily consist of real-world data, with most studies relying on data collected from smart meters, while only a few use specialized metering equipment, which greatly impacts the accuracy of operational phase data. In contrast, during the early design and renovation phases of buildings, training data are almost entirely simulated. Therefore, using methods like feature selection and principal component analysis to choose highly correlated input parameters is crucial for obtaining accurate energy consumption simulations, which in turn enhances the accuracy of prediction models. Future research should focus on continuously refining and processing data to improve their quality and reliability, thereby providing a stronger foundation for subsequent modeling and analysis 4.2. Optimization of Model Parameters and Algorithms Model parameter optimization is pivotal in predicting building energy consumption Investigating automated optimization techniques, such as hyperparameter tuning, can greatly improve prediction model accuracy by refining neural network structures and parameters. Numerous studies have already boosted prediction accuracy by employing optimization methods like singular spectrum analysis [ 177 ], random search [ 237 ], exhaustive

[[[ p. 20 ]]]

[Summary: This page discusses the optimization of model parameters and algorithms for predicting building energy consumption. It highlights the use of automated optimization techniques, such as hyperparameter tuning, and optimization algorithms like genetic algorithms, particle swarm optimization, and ant colony optimization. It also emphasizes the need for improved algorithms with better generalizability.]

Sustainability 2024 , 16 , 7805 20 of 30 grid search [ 88 ], Taguchi methods [ 240 ], Bayesian optimization [ 68 , 87 , 92 , 114 , 116 , 141 , 144 , 241 ], and genetic algorithms [ 64 , 66 , 108 , 115 , 120 , 136 , 139 , 190 , 242 ]. These techniques enable more effective exploration of the parameter space, optimizing essential parameters and designing robust experiments to find the best parameter combinations, thereby significantly enhancing model performance and predictive accuracy. Future developments should focus on optimizing neural network structures and incorporating online learning and dynamic adjustments to further improve predictive outcomes and functionality While traditional algorithms encounter numerous challenges such as limited data volume, complex models, and poor generalization, the building energy consumption prediction domain is in dire need of algorithmic advancements to boost model accuracy and robustness. Contemporary research has incorporated various optimization algorithms like genetic algorithms [ 64 , 66 , 108 , 115 , 120 , 136 , 139 , 190 , 242 ], population-based incremental learning [ 220 ], evolutionary strategies [ 220 ], particle swarm optimization [ 45 , 105 , 164 , 219 , 220 , 228 , 243 , 244 ], ant colony optimization [ 176 , 220 ], electromagnetic firefly algorithm [ 46 ], biogeographybased optimization [ 220 ], TLBO [ 53 , 83 , 235 ], and GWO [ 141 , 180 , 228 ] with artificial neural networks. These algorithms are instrumental in optimizing parameters, structuring, accelerating training, and enhancing neural network performance, helping them to better accommodate diverse data and tasks, thereby augmenting predictive power and generalization. Additionally, advancements in regularization methods like dropout [ 142 , 144 ] and optimization algorithms such as iPSO [ 115 , 154 ] and iTLBO [ 52 ] have substantially improved the efficiency and effectiveness of neural networks An increasing number of studies are now shifting from trial-and-error methods to algorithm optimization for setting model parameters. However, traditional algorithms often lack sufficient generalizability. Future research should employ improved algorithms, selecting the most suitable ones based on the specific requirements of the problem and the characteristics of the data. This approach will enhance generalizability and efficiency, improve model interpretability and explainability, and ultimately increase the accuracy of building energy consumption predictions 4.3. Applications of Integrated and Hybrid Models In the process of constructing neural network models, the choice of neural network architecture is crucial. The previous sections proposed trends in selecting different neural network structures at different building phases, noting an increasing application of ensemble learning and hybrid models. A substantial body of literature now exists [ 204 – 215 ] on predicting building energy consumption using ensemble learning methods, as well as numerous studies [ 19 , 169 – 203 ] using hybrid models for precise energy consumption predictions. Results demonstrate that ensemble machine learning models possess good predictive accuracy in forecasting building energy consumption Research has found that in the domain of building energy consumption prediction, ensemble learning is an effective approach. Ensemble learning, which combines multiple base models to enhance predictive performance and generalization, includes methods such as random forests, gradient boosting trees, adaptive boosting, and stacked ensembling. Utilizing ensemble learning techniques can yield more accurate results for building energy consumption prediction. Hybrid models, which combine different types of models to enhance predictive performance and robustness, are also employed in building energy consumption prediction. Hybrid models can integrate traditional statistical models (such as linear regression and logistic regression) with neural networks, leveraging the strengths of both to improve prediction accuracy and generalization. They can also combine physicsbased models with ensemble and deep learning approaches, utilizing both the physical properties of buildings and extensive empirical data for precise predictions of building energy consumption Research in the operational phase of buildings often requires extensive real-world data, making the application of ensemble learning and hybrid models particularly impactful during this stage. These methods can significantly enhance prediction performance. In

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[Summary: This page discusses the applications of integrated and hybrid models, noting the increasing application of ensemble learning and hybrid models. It explains that ensemble learning combines multiple base models to enhance predictive performance, while hybrid models integrate different types of models. It also states these methods can significantly enhance prediction performance.]

Sustainability 2024 , 16 , 7805 21 of 30 the future, as building data and models continue to accumulate, ensemble learning and hybrid models will play an increasingly vital role. The development of these approaches may focus on enhancing the diversity in model combinations, dynamic weight adjustment and adaptive learning, integration of heterogeneous models, combining ensemble learning with deep learning, applying online and incremental learning, and improving model interpretability and transparency. These advancements will further improve the accuracy, stability, and interpretability of building energy consumption predictions, driving the development and application of energy consumption prediction technologies 5. Conclusions A comprehensive review of the literature from 2015 to 2023, focusing on 292 papers, summarizes the characteristics of different ANN structures employed in building energy consumption prediction. By analyzing these structures and their practical applications in the design, operation, and renovation phases of buildings, this paper not only highlights the comprehensive application of various input types, building types, energy types, and temporal characteristics in energy consumption prediction models, but also proposes how to select appropriate ANN structures based on different building phases In the early design phase, fully connected feedforward neural networks (FFNN) are popular due to their simplicity and efficiency, while convolutional neural networks (CNN) are popular due to their efficiency in processing spatial data. During the operational phase, recurrent neural networks (RNNs), particularly long short-term memory networks (LSTMs), are predominant for their ability to handle time series data, leading to improved prediction accuracy; CNNs and hybrid models are also increasingly used for their strong capabilities in managing complex data structures. For the building renovation phase, feedforward neural networks are preferred due to their usability, quick training, and broad applicability, allowing for swift evaluation and adjustments to building performance Based on the literature review and analysis, future research directions may include the following: • Exploring improved optimization algorithms to enhance the performance of artificial neural networks; • Exploring optimization of neural network structures and parameter settings to enable online learning and dynamic adjustments to enhance prediction outcomes; • Investigating the application of ensemble learning and hybrid models for dynamic weight adjustment and adaptive learning, integration of heterogeneous models, online and incremental learning, and enhancing model interpretability and transparency; • Exploring more effective data cleaning, feature engineering, and data integration methods to improve data quality and model predictive performance Author Contributions: Conceptualization, Q.Y.; methodology, C.H.; software, C.H.; validation, Y.L.; resources, A.L.; data curation, X.L.; writing—original draft preparation, Q.Y. and C.H.; writing— review and editing, Q.Y. and C.H; and project administration, C.H. All authors have read and agreed to the published version of the manuscript Funding: Qing Yin reports financial support was provided by the National Natural Science Foundation of China for the project titled “Research on Low-Energy Residential Design in Cold Region Villages and Towns Combining Dynamic Building Energy Consumption Simulation and Thermal Experiments” (Grant No. 52078155) Acknowledgments: I would like to thank my master’s supervisor, Associate Professor Yin Qing, for his valuable advice and guidance on research methods. I would also like to thank Professor Ying Liu of Harbin Institute of Technology for her professional guidance in writing this dissertation Conflicts of Interest: The authors declare no conflicts of interest.

[[[ p. 22 ]]]

[Summary: This page provides a list of references used in the study, starting with reference number 1. It includes various research papers and articles related to building energy consumption prediction using artificial neural networks and other machine learning techniques.]

Sustainability 2024 , 16 , 7805 22 of 30 References 1 Ahmad, M.W.; Mourshed, M.; Rezgui, Y. Trees vs Neurons: Comparison between Random Forest and ANN for High-Resolution Prediction of Building Energy Consumption Energy Build 2017 , 147 , 77–89. [ CrossRef ] 2 Roman, N.D.; Bre, F.; Fachinotti, V.D.; Lamberts, R. Application and Characterization of Metamodels Based on Artificial Neural Networks for Building Performance Simulation: A Systematic Review Energy Build 2020 , 217 , 109972. [ CrossRef ] 3 Lu, C.; Li, S.; Lu, Z. Building Energy Prediction Using Artificial Neural Networks: A Literature Survey Energy Build 2022 , 262 , 111718. [ CrossRef ] 4 Guyot, D.; Giraud, F.; Simon, F.; Corgier, D.; Marvillet, C.; Tremeac, B. Overview of the Use of Artificial Neural Networks for Energy-Related Applications in the Building Sector Int. J. Energy Res 2019 , 43 , 6680–6720. [ CrossRef ] 5 Md Ramli, S.S.; Nizam Ibrahim, M.; Mohamad, A.; Daud, K.; Saidina Omar, A.M.; Ahmad, N.D. Review of Artificial Neural Network Approaches for Predicting Building Energy Consumption. In Proceedings of the 2023 IEEE 3 rd International Conference in Power Engineering Applications (ICPEA), Putrajaya, Malaysia, 6–7 March 2023; pp. 328–333 6 Mohandes, S.; Zhang, X.; Mahdiyar, A. A Comprehensive Review on the Application of Artificial Neural Networks in Building Energy Analysis Neurocomputing 2019 , 340 , 55–75. [ CrossRef ] 7 Runge, J.; Zmeureanu, R. Forecasting Energy Use in Buildings Using Artificial Neural Networks: A Review Energies 2019 , 12 , 3254. [ CrossRef ] 8 Widrow, B Adaptive “Adaline” Neuron Using Chemical “Memistors” ; Stanford Electronics Laboratories: Stanford, CA, USA, 1960 9 Islam, S.M.; Al-Alawi, S.M.; Ellithy, K.A. Forecasting Monthly Electric Load and Energy for a Fast Growing Utility Using an Artificial Neural Network Electr. Power Syst. Res 1995 , 34 , 1–9. [ CrossRef ] 10 Kalogirou, S.A. Applications of Artificial Neural-Networks for Energy Systems Appl. 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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

Sustainability 2024 , 16 , 7805 23 of 30 29 Guo, H.; Duan, D.; Yan, J.; Ding, K.; Xiang, F.; Peng, R. Machine Learning-Based Method for Detached Energy-Saving Residential Form Generation Buildings 2022 , 12 , 1504. [ CrossRef ] 30 Wang, M.; Cao, S.; Chen, D.; Ji, G.; Ma, Q.; Ren, Y. Research on Design Framework of Middle School Teaching Building Based on Performance Optimization and Prediction in the Scheme Design Stage Buildings 2022 , 12 , 1897. [ CrossRef ] 31 Chari, A.; Christodoulou, S. Building Energy Performance Prediction Using Neural Networks Energy Effic 2017 , 10 , 1315–1327 [ CrossRef ] 32 Jihad, A.S.; Tahiri, M. Forecasting the Heating and Cooling Load of Residential Buildings by Using a Learning Algorithm “Gradient Descent”, Morocco Case Stud. Therm. Eng 2018 , 12 , 85–93. [ CrossRef ] 33 Moayedi, H.; Nguyen, H.; Kok Foong, L. 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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

Sustainability 2024 , 16 , 7805 24 of 30 57 Ciulla, G.; D’Amico, A.; Lo Brano, V.; Traverso, M. Application of Optimized Artificial Intelligence Algorithm to Evaluate the Heating Energy Demand of Non-Residential Buildings at European Level Energy 2019 , 176 , 380–391. [ CrossRef ] 58 Kim, M.; Jung, S.; Kang, J. Artificial Neural Network-Based Residential Energy Consumption Prediction Models Considering Residential Building Information and User Features in South Korea Sustainability 2020 , 12 , 109. [ CrossRef ] 59 Son, N.; Yang, S.; Na, J. Deep Neural Network and Long Short-Term Memory for Electric Power Load Forecasting Appl. Sci 2020 , 10 , 6489. [ CrossRef ] 60 Li, A.; Xiao, F.; Fan, C.; Hu, M. Development of an ANN-Based Building Energy Model for Information-Poor Buildings Using Transfer Learning Build. Simul 2021 , 14 , 89–101. [ CrossRef ] 61 Jang, J.; Lee, J.; Son, E.; Park, K.; Kim, G.; Lee, J.; Leigh, S. 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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

Sustainability 2024 , 16 , 7805 26 of 30 111. Zhou, C.; Yao, Z.; Hu, Y.; Cui, W. Study On The Application Of BP Neural Network In The Prediction Of Office Building Energy Consumption. In IOP Conference Series: Earth and Environmental Science ; IOP Publishing: Bristol, UK, 2020; Volume 546 112. Dong, B.; Li, Z.; Rahman, S.; Vega, R. A Hybrid Model Approach for Forecasting Future Residential Electricity Consumption Energy Build 2016 , 117 , 341–351. [ CrossRef ] 113. Yildiz, B.; Bilbao, J.; Sproul, A. A Review and Analysis of Regression and Machine Learning Models on Commercial Building Electricity Load Forecasting Renew. Sustain. Energy Rev 2017 , 73 , 1104–1122. [ CrossRef ] 114. Chae, Y.; Horesh, R.; Hwang, Y.; Lee, W. Artificial Neural Network Model for Forecasting Sub-Hourly Electricity Usage in Commercial Buildings Energy Build 2016 , 111 , 184–194. [ CrossRef ] 115. Li, K.; Hu, C.; Liu, G.; Xue, W. 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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

Sustainability 2024 , 16 , 7805 27 of 30 139. Luo, X.; Oyedele, L. Forecasting Building Energy Consumption: Adaptive Long-Short Term Memory Neural Networks Driven by Genetic Algorithm Adv. Eng. Inform 2021 , 50 , 101357. [ CrossRef ] 140. Gao, Y.; Ruan, Y. Interpretable Deep Learning Model for Building Energy Consumption Prediction Based on Attention Mechanism Energy Build 2021 , 252 , 111379. [ CrossRef ] 141. Lu, Y.; Tian, Z.; Zhou, R.; Liu, W. Multi-Step-Ahead Prediction of Thermal Load in Regional Energy System Using Deep Learning Method Energy Build 2021 , 233 , 110658. [ CrossRef ] 142. Mahjoub, S.; Chrifi-Alaoui, L.; Marhic, B.; Delahoche, L. Predicting Energy Consumption Using LSTM, Multi-Layer GRU and Drop-GRU Neural Networks Sensors 2022 , 22 , 4062. [ CrossRef ] 143. Ahn, Y.; Kim, B. Prediction of Building Power Consumption Using Transfer Learning-Based Reference Building and Simulation Dataset Energy Build 2022 , 258 , 111717. [ CrossRef ] 144. Xu, L.; Hu, M.; Fan, C. 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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

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[Summary: This page continues the list of references, citing various studies on building energy consumption prediction using machine learning models. The references cover a range of techniques, including neural networks, support vector machines, and ensemble methods.]

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[Summary: This page concludes the list of references and includes a disclaimer from the publisher regarding the content's accuracy and responsibility.]

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